Ownership Profile

Ownership Profile

Shareholder Breakdown

Shareholder Holders Value ($MM) % O/S Shares
Institution 23 11.68 67.90 31,464,793
Mutual Fund 18 0.03 0.23 82,710
Insider 6 0.43 1.92 735,192

Institutional Shareholder Rotation

Shareholder Holders Value Chg ($MM) % O/S Share Change
Buyers 11 0.39 2.28 1,088,740
Sellers 11 -0.05 0.26 -125,055
Net 0.34 2.02 963,685

Institutional Shareholder Concentration

Value ($MM) % O/S Shares
Total Inst. 12.11 69.82 32,199,985
Top 10 Inst. 12.00 69.25 31,968,529
Top 20 Inst. 12.11 69.80 32,192,391
Top 50 Inst. 12.11 69.82 32,199,985

Institutional Shareholder Style

Holders Value ($MM) % Inst Shares Shares
Growth
Aggressive Growth -- --
Core Growth 2 -- 0.01 5,346
Growth 1 -- -- 162
Income
Income Value -- --
Yield -- --
Index 5 0.07 0.32 128,320
Other 9 10.88 64.88 30,278,010
Broker Dealer 3 0.01 0.06 28,669
GARP -- --
Hedge Fund 5 9.00 57.52 27,449,917
Specialty -- --
VC Private Equity 1 1.88 7.30 2,799,424
Value
Core Value -- --
Deep Value -- --

Top Holders: Institutional Investor

Holder Shares Held % O/S Share Change Filing Date
Armistice Capital LLC 25,200,000 52.80 200,000 11/12/19
Care Capital, LLC 2,799,424 7.30 -- 6/30/19
Sabby Management, LLC 1,197,710 2.51 277,063 9/30/19
Renaissance Technologies LLC 965,953 2.02 226,300 9/30/19
BML Investment Partners, L.P. 900,000 2.35 900,000 4/8/19
Finney Michael J 452,572 1.18 -- 6/30/19
Latour (Wouter W) 166,667 0.43 166,667 9/30/19
UBS Financial Services, Inc. 107,598 0.23 92,978 9/30/19
Tucker (Sean N Ph.D.) 92,384 0.24 10,283 6/30/19
Citadel LLC 86,221 0.18 86,221 9/30/19

* Insider values reflect direct beneficial ownership.

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