Ownership Profile
Shareholder Breakdown
| Shareholder | Holders | Value ($MM) | % O/S | Shares |
|---|---|---|---|---|
| Institution | 35 | 21.42 | 59.40 | 4,241,717 |
| Mutual Fund | 13 | 0.26 | 1.13 | 80,720 |
| Insider | 3 | 1.47 | 3.95 | 282,392 |
Institutional Shareholder Rotation
| Shareholder | Holders | Value Chg ($MM) | % O/S | Share Change |
|---|---|---|---|---|
| Buyers | 10 | 16.00 | 40.93 | 2,922,794 |
| Sellers | 7 | -1.16 | 4.57 | -326,555 |
| Net | -- | 14.84 | 36.36 | 2,596,239 |
Institutional Shareholder Concentration
| Value ($MM) | % O/S | Shares | |
|---|---|---|---|
| Total Inst. | 21.42 | 59.40 | 4,241,717 |
| Top 10 Inst. | 20.94 | 57.45 | 4,102,551 |
| Top 20 Inst. | 21.37 | 59.24 | 4,230,196 |
| Top 50 Inst. | 21.42 | 59.40 | 4,241,717 |
Institutional Shareholder Style
| Holders | Value ($MM) | % Inst Shares | Shares | |
|---|---|---|---|---|
| Growth | 3 | 0.01 | 0.04 | 3,195 |
| Core Growth | 2 | 0.01 | 0.04 | 3,193 |
| Growth | 1 | -- | -- | 2 |
| Index | 4 | 0.46 | 2.27 | 162,393 |
| Other | 11 | 17.94 | 47.45 | 3,388,434 |
| Broker Dealer | 3 | 0.01 | 0.07 | 4,724 |
| GARP | 1 | 0.05 | 0.22 | 16,059 |
| Hedge Fund | 6 | 2.23 | 7.96 | 568,227 |
| VC/Private Equi | 1 | 15.65 | 39.20 | 2,799,424 |
| Value | 4 | 0.06 | 0.28 | 20,318 |
| Core Value | 3 | 0.06 | 0.27 | 19,585 |
| Deep Value | 1 | -- | 0.01 | 733 |
Top Holders: Institutional Investor
| Holder | Shares Held | % O/S | Share Change | Filing Date |
|---|---|---|---|---|
| Care Capital, LLC | 2,799,424 | 39.20 | 2,799,424 | 2/14/18 |
| East Hill Management Company, LLC | 265,040 | 3.71 | -- | 2/13/18 |
| Finney Michael J | 233,978 | 3.28 | 5,000 | 6/5/18 |
| Renaissance Technologies LLC | 233,862 | 3.27 | 19,800 | 9/30/18 |
| SC Fundamental, L.L.C. | 169,831 | 2.38 | -51,066 | 1/16/18 |
| Armistice Capital LLC | 150,000 | 2.10 | 72,401 | 9/30/18 |
| The Vanguard Group, Inc. | 88,395 | 1.24 | 126 | 9/30/18 |
| Tucker (Sean N Ph.D.) | 82,101 | 1.15 | 82,101 | 3/12/18 |
| BlackRock Institutional Trust Company, N.A. | 51,469 | 0.72 | 477 | 9/30/18 |
| Carlson Capital Management, LLC | 28,451 | 0.40 | -- | 9/30/18 |
* Insider values reflect direct beneficial ownership.
Copyright Thomson Reuters Corporation